Overview:

The Certified Legal & Compliance Professional program provides comprehensive knowledge and skills in legal principles, regulations, and compliance practices, focusing on ensuring organizational adherence to legal and regulatory requirements.

Objectives:

• Develop expertise in legal principles, regulations, and compliance frameworks.
• Master techniques for identifying and mitigating legal and compliance risks.
• Enhance skills in developing and implementing compliance programs and policies.
• Gain proficiency in navigating legal challenges and ensuring organizational compliance.

Course Outline:

• Introduction to Legal Principles and Concepts
• Regulatory Frameworks and Compliance Standards
• Corporate Governance and Ethics
• Compliance Risk Assessment and Management
• Compliance Program Development and Implementation
• Regulatory Reporting and Documentation
• Investigations and Remediation in Compliance
• Anti-Money Laundering (AML) and Know Your Customer (KYC) Compliance
• Data Privacy and Protection Laws
• Emerging Legal and Compliance Trends

Assessments:

• Participation: 50%
• Assignments: 10%
• Compliance Projects: 20%
• Final Project: 20%